0001193125-15-041556.txt : 20150210 0001193125-15-041556.hdr.sgml : 20150210 20150210160535 ACCESSION NUMBER: 0001193125-15-041556 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150210 GROUP MEMBERS: CARCOR INVESTMENT HOLDINGS LLC GROUP MEMBERS: CF CARDIO INVESTORS LLC GROUP MEMBERS: CF SI UST LLC GROUP MEMBERS: DRAWBRIDGE LONG DATED VALUE ADVISORS LLC GROUP MEMBERS: DRAWBRIDGE LONG DATED VALUE FUND II (B) LP GROUP MEMBERS: DRAWBRIDGE LONG DATED VALUE FUND II (C) LP GROUP MEMBERS: DRAWBRIDGE LONG DATED VALUE FUND II LP GROUP MEMBERS: DRAWBRIDGE LONG DATED VALUE FUND III (A) LP GROUP MEMBERS: DRAWBRIDGE LONG DATED VALUE FUND III (B) LP GROUP MEMBERS: DRAWBRIDGE LONG DATED VALUE FUND III (C) LP GROUP MEMBERS: DRAWBRIDGE LONG DATED VALUE II GP LLC GROUP MEMBERS: DRAWBRIDGE LONG DATED VALUE III GP LLC GROUP MEMBERS: DRAWBRIDGE REAL ASSETS ADVISORS LLC GROUP MEMBERS: DRAWBRIDGE REAL ASSETS FUND (B-IP) LP GROUP MEMBERS: DRAWBRIDGE REAL ASSETS FUND LP GROUP MEMBERS: DRAWBRIDGE REAL ASSETS GP LLC GROUP MEMBERS: DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC GROUP MEMBERS: DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP GROUP MEMBERS: DRAWBRIDGE SPECIAL OPPORTUNITIES GP LLC GROUP MEMBERS: FCO FUND III GP LLC GROUP MEMBERS: FCO MA CENTRE ADVISORS LLC GROUP MEMBERS: FCO MA CENTRE GP LLC GROUP MEMBERS: FCO MA CENTRE STREET LP GROUP MEMBERS: FCO MA GP LLC GROUP MEMBERS: FCO MA III ADVISORS LLC GROUP MEMBERS: FCO MA III GP LLC GROUP MEMBERS: FCO MA III LP GROUP MEMBERS: FCO MA LSS ADVISORS LLC GROUP MEMBERS: FCO MA LSS GP LLC GROUP MEMBERS: FCO MA LSS LP GROUP MEMBERS: FCO MA MAPLE LEAF GP LLC GROUP MEMBERS: FCO MA MAPLE LEAF LP GROUP MEMBERS: FCO MA ML CORP. GROUP MEMBERS: FCO MA SC ADVISORS LLC GROUP MEMBERS: FCO MA SC GP LLC GROUP MEMBERS: FCO MA SC INVESTMENTS LLC GROUP MEMBERS: FCO MA SC LP GROUP MEMBERS: FCO MA SUP ADVISORS LLC GROUP MEMBERS: FCO MA SUP GP LLC GROUP MEMBERS: FCOF III B INVESTMENTS LLC GROUP MEMBERS: FCOF III CD INVESTMENTS LLC GROUP MEMBERS: FCOF III UST LLC GROUP MEMBERS: FGO (YEN) GP LLC GROUP MEMBERS: FGOY INVESTMENT CORP. GROUP MEMBERS: FIG CORP. GROUP MEMBERS: FIG LLC GROUP MEMBERS: FORTRESS CREDIT OPPORTUNITIES FUND III (A) LP GROUP MEMBERS: FORTRESS CREDIT OPPORTUNITIES FUND III (B) LP GROUP MEMBERS: FORTRESS CREDIT OPPORTUNITIES FUND III (C) LP GROUP MEMBERS: FORTRESS CREDIT OPPORTUNITIES FUND III (D) LP GROUP MEMBERS: FORTRESS CREDIT OPPORTUNITIES FUND III (E) LP GROUP MEMBERS: FORTRESS CREDIT OPPORTUNITIES III ADVISORS LLC GROUP MEMBERS: FORTRESS CREDIT OPPORTUNITIES MA ADVISORS LLC GROUP MEMBERS: FORTRESS CREDIT OPPORTUNITIES MA MAPLE LEAF ADVISORS LLC GROUP MEMBERS: FORTRESS GLOBAL OPPORTUNITIES ( YEN ) FUND L.P. GROUP MEMBERS: FORTRESS GLOBAL OPPORTUNITIES (YEN) ADVISORS LLC GROUP MEMBERS: FORTRESS INVESTMENT HOLDINGS II LLC GROUP MEMBERS: FORTRESS OPERATING ENTITY I LP GROUP MEMBERS: FORTRESS PARTNERS ADVISORS LLC GROUP MEMBERS: FORTRESS PARTNERS FUND LP GROUP MEMBERS: FORTRESS PARTNERS GP LLC GROUP MEMBERS: FORTRESS PRINCIPAL INVESTMENT HOLDINGS IV LLC GROUP MEMBERS: FOX LAKE PHARMA LLC GROUP MEMBERS: FOX LAKE PHARMA MM LLC GROUP MEMBERS: FTS SIP CORP. GROUP MEMBERS: FTS SIP L.P. GROUP MEMBERS: HYBRID GP HOLDINGS LLC GROUP MEMBERS: LDVF II/III (B) CARDIO LLC GROUP MEMBERS: SUPER FCO MA LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Cardiome Pharma Corp CENTRAL INDEX KEY: 0001036141 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60635 FILM NUMBER: 15593871 BUSINESS ADDRESS: STREET 1: 6TH FLOOR STREET 2: 6190 AGRONOMY RD. CITY: VANCOUVER STATE: A1 ZIP: V6T 1Z3 BUSINESS PHONE: 1-604-677-6905 MAIL ADDRESS: STREET 1: 6TH FLOOR STREET 2: 6190 AGRONOMY RD. CITY: VANCOUVER STATE: A1 ZIP: V6T 1Z3 FORMER COMPANY: FORMER CONFORMED NAME: CARDIOME PHARMA CORP DATE OF NAME CHANGE: 20000407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Fortress Investment Group LLC CENTRAL INDEX KEY: 0001380393 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-798-6100 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: Fortress Investment Group Holdings LLC DATE OF NAME CHANGE: 20061107 SC 13G/A 1 d868271dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

CARDIOME PHARMA CORP.

(Name of Issuer)

Common Shares

(Title of Class of Securities)

14159U301

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the following box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 2 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

CarCor Investment Holdings LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

Page 2 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 3 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

CF Cardio Investors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of 70.981% of the membership interests of CarCor Investment Holdings LLC.

 

Page 3 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 4 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Special Opportunities Fund LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 24.836080597% of the membership interests of CF Cardio Investors LLC.

 

Page 4 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 5 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Special Opportunities GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of Drawbridge Special Opportunities Fund LP.

 

Page 5 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 6 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Principal Investment Holdings IV LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as managing member of Drawbridge Special Opportunities GP LLC and Fortress Partners GP LLC.

 

Page 6 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 7 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Special Opportunities Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of Drawbridge Special Opportunities Fund LP.

 

Page 7 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 8 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Real Assets Fund LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 8.171904400% of the membership interests of CF Cardio Investors LLC.

 

Page 8 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 9 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Real Assets Fund (B-IP) LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 0.998748485% of the membership interests of CF Cardio Investors LLC.

 

Page 9 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 10 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Real Assets GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as general partner of Drawbridge Real Assets Fund LP and Drawbridge Real Assets Fund (B-IP) LP.

 

Page 10 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 11 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Real Assets Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as investment manager of Drawbridge Real Assets Fund LP and Drawbridge Real Assets Fund (B-IP) LP.

 

Page 11 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 12 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Long Dated Value Fund II LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 4.457854862% of the membership interests of CF Cardio Investors LLC.

 

Page 12 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 13 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Long Dated Value Fund II (B) LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 56.31% of the membership interests of LDVF II/III (B) Cardio LLC.

 

Page 13 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 14 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Long Dated Value Fund II (C) LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 2.701674633% of the membership interests of CF Cardio Investors LLC.

 

Page 14 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 15 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Long Dated Value II GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as general partner of Drawbridge Long Dated Value Fund II LP, Drawbridge Long Dated Value Fund II (B) LP and Drawbridge Long Dated Value Fund II (C) LP.

 

Page 15 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 16 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Long Dated Value Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as investment manager of Drawbridge Long Dated Value Fund II LP, Drawbridge Long Dated Value Fund II (B) LP, Drawbridge Long Dated Value Fund II (C) LP, Drawbridge Long Dated Value Fund III (A) LP, Drawbridge Long Dated Value Fund III (B) LP and Drawbridge Long Dated Value Fund III (C) LP.

 

Page 16 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 17 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

LDVF II/III (B) Cardio LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of 3.571327754% of the membership interests of CF Cardio Investors LLC.

 

Page 17 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 18 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Long Dated Value Fund III (A) LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 4.535255194% of the membership interests of CF Cardio Investors LLC.

 

Page 18 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 19 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Long Dated Value Fund III (B) LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 43.69% of the membership interests of LDVF II/III (B) Cardio LLC.

 

Page 19 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 20 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Long Dated Value Fund III (C) LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 3.075195381% of the membership interests of CF Cardio Investors LLC.

 

Page 20 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 21 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Drawbridge Long Dated Value III GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as general partner of Drawbridge Long Dated Value Fund III (A) LP, Drawbridge Long Dated Value Fund III (B) LP and Drawbridge Long Dated Value Fund III (C) LP.

 

Page 21 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 22 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Partners Fund LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 18.341307812% of the membership interests of CF Cardio Investors LLC.

 

Page 22 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 23 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Partners GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as general partner of Fortress Partners Fund LP.

 

Page 23 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 24 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Partners Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as investment manager of Fortress Partners Fund LP.

 

Page 24 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 25 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Investment Holdings II LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of all of the issued and outstanding interests of Fortress Partners Advisors LLC.

 

Page 25 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 26 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fox Lake Pharma LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of 26.63476874% of the membership interests of CF Cardio Investors LLC.

 

Page 26 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 27 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fox Lake Pharma MM LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as managing member of Fox Lake Pharma LLC.

 

Page 27 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 28 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

CF SI UST LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of 2.675881132% of the membership interests of CF Cardio Investors LLC.

 

Page 28 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 29 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCOF III UST LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of 45.3341780% of the membership interests of CF SI UST LLC.

 

Page 29 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 30 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCOF III B Investments LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of 21.3228280% of the membership interests of FCOF III UST LLC.

 

Page 30 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 31 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCOF III CD Investments LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of 46.4763950% of the membership interests of FCOF III UST LLC.

 

Page 31 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 32 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Credit Opportunities Fund III (A) LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 30.5818240% of the membership interests of FCOF III UST LLC.

 

Page 32 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 33 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Credit Opportunities Fund III (B) LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of all of the issued and outstanding interests of FCOF III B Investments LLC.

 

Page 33 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 34 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Credit Opportunities Fund III (C) L.P.

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 87.8402190% of the membership interests of FCOF III CD Investments LLC.

 

Page 34 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 35 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Credit Opportunities Fund III (D) L.P.

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 12.1597810% of the membership interests of FCOF III CD Investments LLC.

 

Page 35 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 36 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Credit Opportunities Fund III (E) LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 1.6189530% of the membership interests of FCOF III UST LLC.

 

Page 36 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 37 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO Fund III GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of Fortress Credit Opportunities Fund III (A) LP, Fortress Credit Opportunities Fund III (B) LP, Fortress Credit Opportunities Fund III (C) L.P., Fortress Credit Opportunities Fund III (D) L.P. and Fortress Credit Opportunities Fund III (E) LP.

 

Page 37 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 38 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Credit Opportunities III Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of Fortress Credit Opportunities Fund III (A) LP, Fortress Credit Opportunities Fund III (B) LP, Fortress Credit Opportunities Fund III (C) L.P., Fortress Credit Opportunities Fund III (D) L.P. and Fortress Credit Opportunities Fund III (E) LP.

 

Page 38 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 39 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA LSS LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 2.9145190% of the membership interests of CF SI UST LLC.

 

Page 39 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 40 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA LSS GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of FCO MA LSS LP.

 

Page 40 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 41 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA LSS Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of FCO MA LSS LP.

 

Page 41 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 42 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FTS SIP Corp.

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    CO

 

(1) Solely in its capacity as holder of 16.5356420% of the membership interests of CF SI UST LLC.

 

Page 42 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 43 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FTS SIP L.P.

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Jersey

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of all of the issued and outstanding shares of FTS SIP Corp.

 

Page 43 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 44 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of FTS SIP L.P.

 

Page 44 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 45 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Credit Opportunities MA Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of FTS SIP L.P.

 

Page 45 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 46 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA III LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 6.9310800% of the membership interests of CF SI UST LLC.

 

Page 46 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 47 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA III GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of FCO MA III LP.

 

Page 47 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 48 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA III Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of FCO MA III LP.

 

Page 48 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 49 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FGOY Investment Corp.

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    CO

 

(1) Solely in its capacity as holder of 5.7759000% of the membership interests of CF SI UST LLC.

 

Page 49 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 50 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Global Opportunities (Yen) Fund L.P.

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of all of the issued and outstanding shares of FGOY Investment Corp.

 

Page 50 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 51 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FGO (YEN) GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of Fortress Global Opportunities (Yen) Fund L.P.

 

Page 51 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 52 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Global Opportunities (Yen) Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of Fortress Global Opportunities (Yen) Fund L.P.

 

Page 52 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 53 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Super FCO MA LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 3.3500220% of the membership interests of CF SI UST LLC.

 

Page 53 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 54 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA Sup GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of Super FCO MA LP.

 

Page 54 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 55 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA Sup Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of Super FCO MA LP.

 

Page 55 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 56 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA ML Corp.

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    CO

 

(1) Solely in its capacity as holder of 10.0500650% of the membership interests of CF SI UST LLC.

 

Page 56 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 57 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA MAPLE LEAF LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 30% of the Class A Voting Shares and all of the issued and outstanding Class B Non-Voting Shares of FCO MA ML Corp.

 

Page 57 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 58 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA Maple Leaf GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of FCO MA MAPLE LEAF LP and holder of 70% of the Class A Voting Shares of FCO MA ML Corp.

 

Page 58 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 59 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Credit Opportunities MA Maple Leaf Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of FCO MA MAPLE LEAF LP.

 

Page 59 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 60 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA Centre Street LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of 6.9310800% of the membership interests of CF SI UST LLC.

 

Page 60 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 61 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA Centre GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of FCO MA Centre Street LP.

 

Page 61 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 62 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA Centre Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of FCO MA Centre Street LP.

 

Page 62 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 63 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA SC Investments LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of 2.1775140% of the membership interests of CF SI UST LLC.

 

Page 63 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 64 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA SC LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of all of the issued and outstanding interests of FCO MA SC Investments LLC.

 

Page 64 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 65 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA SC GP LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the general partner of FCO MA SC LP.

 

Page 65 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 66 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FCO MA SC Advisors LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the investment manager of FCO MA SC LP.

 

Page 66 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 67 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Hybrid GP Holdings LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as the holder of all of the issued and outstanding interests of Drawbridge Real Assets GP LLC, Drawbridge Long Dated Value II GP LLC, Drawbridge Long Dated Value III GP LLC, Fox Lake Pharma MM LLC, FCO Fund III GP LLC, FCO MA LSS GP LLC, FCO MA GP LLC, FCO MA III GP LLC, FGO (Yen) GP LLC, FCO MA Sup GP LLC, FCO MA Maple Leaf GP LLC, FCO MA Centre GP LLC and FCO MA SC GP LLC.

 

Page 67 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 68 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FIG LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of all of the issued and outstanding interests of Drawbridge Special Opportunities Advisors LLC, Drawbridge Real Assets Advisors LLC, Drawbridge Long Dated Value Advisors LLC, Fortress Credit Opportunities III Advisors LLC, FCO MA LSS Advisors LLC, Fortress Credit Opportunities MA Advisors LLC, FCO MA III Advisors LLC, Fortress Global Opportunities (Yen) Advisors LLC, FCO MA Sup Advisors LLC, Fortress Credit Opportunities MA Maple Leaf Advisors LLC, FCO MA Centre Advisors LLC and FCO MA Advisors LLC.

 

Page 68 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 69 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Operating Entity I LP

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    PN

 

(1) Solely in its capacity as holder of all of the issued and outstanding interests of Fortress Principal Investment Holdings IV LLC, Fortress Investment Holdings II LLC, Hybrid GP Holdings LLC and FIG LLC.

 

Page 69 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 70 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

FIG Corp.

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    CO

 

(1) Solely in its capacity as the general partner of Fortress Operating Entity I LP.

 

Page 70 of 95 Pages


SCHEDULE 13G/A

 

CUSIP No. 14159U301 Page 71 of 95 Pages

 

  1. 

Name of reporting persons

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only)

 

Fortress Investment Group LLC

  2.

Check the appropriate box if a member of a group*

Yes  (a)  ¨        No  (b)  x

 

  3.

SEC use only

 

  4.

Citizenship or place of organization (see instructions)

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

5. 

Sole voting power

 

6.

Shared voting power

 

    674,119 (1)

7.

Sole dispositive power

 

8.

Shared dispositive power

 

    674,119 (1)

  9.

Aggregate amount beneficially owned by each reporting person

 

    674,119 (1)

10.

Check box if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.

Percent of class represented by amount in Row (9)

 

4.08% (Based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014)

12.

Type of reporting person (see instructions)

 

    OO

 

(1) Solely in its capacity as holder of all of the issued and outstanding shares of FIG Corp.

 

Page 71 of 95 Pages


This Amendment No. 2 to Schedule 13G (this “Amendment”) relates to Common Shares, no par value (the “Common Shares”) of Cardiome Pharma Corp., a Canadian corporation (the “Issuer”), and is being filed on behalf of the Reporting Persons (as defined below). This Amendment amends and restates the Schedule 13G filed on March 14, 2014.

Item 1.

(a) Name of Issuer:

The name of the issuer is Cardiome Pharma Corp.

(b) Address of Issuer’s Principal Executive Offices:

The Issuer’s principal executive offices are located at Suite 405, 6190 Agronomy Rd., Suite 405, Vancouver, B.C., V6T 1Z3, Canada.

Item 2.

(a) Name of Persons Filing:

(i) The names of the filing persons (collectively, the “Reporting Persons”) are set forth in Row 1 of the cover page hereto for each Reporting Person, and are incorporated herein by reference for each such Reporting Person.

The Joint Filing Agreement among the Reporting Persons to file this Amendment jointly in accordance with Rule 13d-1 (k) of the Exchange Act was filed as Exhibit 99.1 to the Schedule 13G filed by the Reporting Persons on November 29, 2013.

Any disclosures herein with respect to persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party.

(b) Address of Principal Business Office or, if None, Residence:

The address of the business office of each of the Reporting Persons is c/o Fortress Investment Group LLC, 1345 Avenue of the Americas, 46th Floor, New York, New York 10105, Attention: Chief Compliance Officer.

(c) Citizenship:

The citizenship of each Reporting Person is set forth in Row 6 of the cover page hereto for each Reporting Person, and such citizenship information is incorporated herein by reference for each such Reporting Person.

(d) Title of Class of Securities:

Common Shares, no par value.

(e) CUSIP Number:

14159U301

 

Page 72 of 95 Pages


Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

(a)   ¨   Broker or dealer registered under Section 15 of the Exchange Act.
(b)   ¨   Bank as defined in Section 3(a)(6) of the Exchange Act.
(c)   ¨   Insurance company as defined in Section 3(a)(19) of the Exchange Act.
(d)   ¨   Investment company registered under Section 8 of the Investment Company Act.
(e)   ¨   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(f)   ¨   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
(g)   ¨   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
(h)   ¨   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
(i)   ¨   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
(j)   ¨   A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J).
(k)   ¨   Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

 

Item 4. Ownership:

The information required by Item 4 is set forth in Rows 5 – 11 of the cover page hereto for each Reporting Person and is incorporated herein by reference for each such Reporting Person.

Because each is a Member of CarCor Investment Holdings LLC (“CarCor”), each of CF Cardio Investors LLC (“CF Cardio”), as owner of 70.981% of the membership interests of CarCor, Axon Cardio LLC (“Axon Cardio”), as owner of 28.302% of the membership interests of CarCor, and Phoenix IP Ventures-II, LP (“PIPV II”), as owner of 0.717% of the membership interests of CarCor, may be deemed to be a member of a “group” with CarCor pursuant to Rule 13d-5(b)(i) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

 

Page 73 of 95 Pages


CarCor, CF Cardio and the other Reporting Persons disclaim membership in any “group” with respect to holdings of the Common Shares. Further, each Reporting Person expressly disclaims beneficial ownership (within the meaning of Rule 13d-3 of the Exchange Act) with respect to any Common Shares other than the Common Shares owned of record by such Reporting Person.

Each of Axon Cardio LLC and PIPV II is responsible for reporting its beneficial ownership of Common Shares of the Issuer on its own behalf, and the Reporting Persons disclaim responsibility for reporting the Common Shares of the Issuer beneficially owned by either Axon Cardio LLC or PIPV II.

The percentages used herein are calculated based on 16,521,002 Common Shares issued and outstanding as of November 6, 2014, as reported by the Issuer on Exhibit 99.2 of its Form 6-K filed November 7, 2014.

 

Item 5. Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following x

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

Not Applicable

 

Item 8. Identification and Classification of Members of the Group:

As Members of CarCor, each of CF Cardio, Axon Cardio and PIPV II may be deemed to be a member of a “group” with CarCor pursuant to Rule 13d-5(b)(i) of the Exchange Act.

A list of the individual members constituting this deemed “group” was previously filed as Exhibit 99.2 to the Schedule 13G filed by the Reporting Persons on November 29, 2013.

CarCor, CF Cardio and the other Reporting Persons disclaim membership in any “group” with respect to holdings of the Common Shares. Further, each Reporting Person expressly disclaims beneficial ownership (within the meaning of Rule 13d-3 of the Exchange Act) with respect to any Common Shares other than the Common Shares owned of record by such Reporting Person.

 

Page 74 of 95 Pages


Item 9. Notice of Dissolution of Group:

Not Applicable

 

Item 10. Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 75 of 95 Pages


SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated: February 10, 2015

 

CARCOR INVESTMENT HOLDINGS LLC
By:

/s/ Constantine M. Dakolias

Name: Constantine M. Dakolias
Title: President
CF CARDIO INVESTORS LLC
By:

/s/ Constantine M. Dakolias

Name: Constantine M. Dakolias
Title: President

 

Page 76 of 95 Pages


DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP
By:   Drawbridge Special Opportunities GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE SPECIAL OPPORTUNITIES GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FORTRESS PRINCIPAL INVESTMENT HOLDINGS IV LLC
By:  

/s/ David N. Brooks

  Name:   David N. Brooks
  Title:   General Counsel
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 77 of 95 Pages


DRAWBRIDGE REAL ASSETS FUND LP
By:   Drawbridge Real Assets GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE REAL ASSETS FUND (B-IP) LP
By:   Drawbridge Real Assets GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE REAL ASSETS GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE REAL ASSETS ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 78 of 95 Pages


DRAWBRIDGE LONG DATED VALUE FUND II LP
By:  

Drawbridge Long Dated Value II GP LLC,

its general partner

By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE LONG DATED VALUE FUND II (B) LP
By:  

Drawbridge Long Dated Value II GP LLC,

its general partner

By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE LONG DATED VALUE FUND II (C) LP
By:  

Drawbridge Long Dated Value II GP LLC,

its general partner

By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE LONG DATED VALUE II GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 79 of 95 Pages


DRAWBRIDGE LONG DATED VALUE ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
LDVF II/III (B) CARDIO LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 80 of 95 Pages


DRAWBRIDGE LONG DATED VALUE FUND III (A) LP
By:  

Drawbridge Long Dated Value III GP LLC,

its general partner

By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE LONG DATED VALUE FUND III (B) LP
By:  

Drawbridge Long Dated Value III GP LLC,

its general partner

By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE LONG DATED VALUE FUND III (C) LP
By:  

Drawbridge Long Dated Value III GP LLC,

its general partner

By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
DRAWBRIDGE LONG DATED VALUE III GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 81 of 95 Pages


FORTRESS PARTNERS FUND LP
By: Fortress Partners GP LLC, its general partner
By:

/s/ Saba Ahmad

Name: Saba Ahmad
Title: Chief Operating Officer
FORTRESS PARTNERS GP LLC
By:

/s/ Saba Ahmad

Name: Saba Ahmad
Title: Chief Operating Officer
FORTRESS PARTNERS ADVISORS LLC
By:

/s/ Saba Ahmad

Name: Saba Ahmad
Title: Chief Operating Officer
FORTRESS INVESTMENT HOLDINGS II LLC
By:

/s/ David N. Brooks

Name: David N. Brooks
Title: General Counsel

 

Page 82 of 95 Pages


FOX LAKE PHARMA LLC
By:  

Fox Lake Pharma MM LLC,

its managing member

By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FOX LAKE PHARMA MM LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 83 of 95 Pages


CF SI UST LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCOF III UST LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCOF III B INVESTMENTS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCOF III CD INVESTMENTS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 84 of 95 Pages


FORTRESS CREDIT OPPORTUNITIES FUND III (A) LP
By:   FCO Fund III GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FORTRESS CREDIT OPPORTUNITIES FUND III (B) LP
By:   FCO Fund III GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FORTRESS CREDIT OPPORTUNITIES FUND III (C) L.P.
By:   FCO Fund III GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FORTRESS CREDIT OPPORTUNITIES FUND III (D) L.P.
By:   FCO Fund III GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 85 of 95 Pages


FORTRESS CREDIT OPPORTUNITIES FUND III (E) LP
By:   FCO Fund III GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO FUND III GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FORTRESS CREDIT OPPORTUNITIES III ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 86 of 95 Pages


FCO MA LSS LP
By:   FCO MA LSS GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA LSS GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA LSS ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 87 of 95 Pages


FTS SIP CORP.
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FTS SIP L.P.
By:   FCO MA GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FORTRESS CREDIT OPPORTUNITIES MA ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 88 of 95 Pages


FCO MA III LP
By:   FCO MA III GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA III GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA III ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 89 of 95 Pages


FGOY INVESTMENTS CORP.
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FORTRESS GLOBAL OPPORTUNITIES (YEN) FUND L.P.
By:   FGO (Yen) GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FGO (YEN) GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FORTRESS GLOBAL OPPORTUNITIES (YEN) ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 90 of 95 Pages


SUPER FCO MA LP
By:   FCO MA Sup GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA SUP GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA SUP ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 91 of 95 Pages


FCO MA ML CORP.
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA MAPLE LEAF LP
By:   FCO MA Maple Leaf GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA MAPLE LEAF GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FORTRESS CREDIT OPPORTUNITIES MA MAPLE LEAF ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 92 of 95 Pages


FCO MA CENTRE STREET LP
By:   FCO MA Centre GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA CENTRE GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA CENTRE ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 93 of 95 Pages


FCO MA SC INVESTMENTS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA SC LP
By:   FCO MA SC GP LLC, its general partner
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA SC GP LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President
FCO MA SC ADVISORS LLC
By:  

/s/ Constantine M. Dakolias

  Name:   Constantine M. Dakolias
  Title:   President

 

Page 94 of 95 Pages


HYBRID GP HOLDINGS LLC
By:  

/s/ David N. Brooks

  Name:   David N. Brooks
  Title:   Secretary
FIG LLC
By:  

/s/ David N. Brooks

  Name:   David N. Brooks
  Title:   Secretary
FORTRESS OPERATING ENTITY I LP
By:   FIG Corp., its general partner
By:  

/s/ David N. Brooks

  Name:   David N. Brooks
  Title:   Secretary
FIG CORP.
By:  

/s/ David N. Brooks

  Name:   David N. Brooks
  Title:   Secretary
FORTRESS INVESTMENT GROUP LLC
By:  

/s/ David N. Brooks

  Name:   David N. Brooks
  Title:   Secretary

 

Page 95 of 95 Pages